Commitment to integrity and fairness

What we do

Our Compliance teams work globally, across all lines of business. As part of our team, you’ll give advice to internal stakeholders on the impact of regulatory requirements. You’ll also provide input on new business strategies, product lines, policies and education, operational processes, risk mitigation and control. 


countries where we operate

Did you know?

Evolving rules and regulations have increased demand for Compliance expertise.

How we’re organized

Compliance operates the firmwide Global Compliance Program, which ensures compliance with the various rules and regulations and oversees compliance risk. Our compliance colleagues may support corporate functions or a particular line of business to support that respective business and region.

Compliance Advisory

Embeds into each line of business and region to provide businesses with advice on regulatory matters and control initiatives.

Compliance Practices

Designs and implements compliance practices across the globe, including Governance & Oversight (including Quality Assurance), Regulatory Management, Policies & Procedures, Training & Awareness, Monitoring & Testing, Issue Management and Risk Assessment & Reporting.

Corporate Compliance

Oversees various Compliance programs across the firm, including Global Financial Crimes Compliance Investigations (AML Investigations), Employee Compliance (firmwide policies such as Code of Conduct, Personal Account Dealing, Anti-Corruption and Licensing & Registrations), Privacy and Global Information Management, Trade Surveillance & Electronic Communications.


Advanced search

News and insights

Need advice?
Read more
Need advice?
Read more