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Shaping a compliant and ethical culture
Our Compliance organization is at the forefront of a dynamic regulatory environment. Joining our team, you’ll safeguard the firm’s business by developing solutions that balance regulatory requirements and the firm’s business needs.
Click below to see opportunities.
Backed by technology investment, we constantly enhance standards and implement new initiatives to meet the regulatory changes.
We impact business decisions on how our stakeholders do business with clients to comply with regulatory requirements.
We apply laws and regulations to the day-to-day operations that are compliant both globally and locally to different jurisdictions.
Who we are
Our Compliance teams work globally, across all lines of business. As part of our team, you’ll give advice to internal stakeholders on the impact of regulatory requirements. You’ll also provide input on new business strategies, product lines, policies and education, operational processes, risk mitigation and control.
What you can do
Compliance operates the firmwide Global Compliance Program, which ensures compliance with the various rules and regulations and oversees compliance risk. Our compliance colleagues may support corporate functions or a particular line of business to support that respective business and region.
Embeds into each line of business and region to provide businesses with advice on regulatory matters and control initiatives.
Designs and implements compliance practices across the globe, including Governance & Oversight (including Quality Assurance), Regulatory Management, Policies & Procedures, Training & Awareness, Monitoring & Testing, Issue Management and Risk Assessment & Reporting.
Oversees various Compliance programs across the firm, including Global Financial Crimes Compliance Investigations (AML Investigations), Employee Compliance (firmwide policies such as Code of Conduct, Personal Account Dealing, Anti-Corruption and Licensing & Registrations), Privacy and Global Information Management, Trade Surveillance & Electronic Communications.
Opportunities in Compliance
Where we work
Explore our featured locations around the world.