Chase Financial Advisor Development Program

Phase 1

You’ll experience three different rotations (Licensing, Relationship Banker, and Private Client Banker) before becoming a financial advisor, allowing you to develop a solid understanding of our Chase Wealth Management business and organization. You’ll start with banker training to complete industry exams and licenses. Then you’ll take hands-on roles as a Relationship Banker and a Private Client Banker. As you transition into the program, we make sure our benefits address your needs right down to our base pay and compensation structure.

The program experience includes a combination of classroom, distant and e-learning, all while gaining hands-on experience. You'll be exposed to our technology solutions, while job shadowing and attending live client meetings. You'll receive ongoing support from your mentorship team who will help you become engrained in our culture, grow professionally, and grow your client networks.

Phase 2

Throughout the program, you'll be equipped with fundamental and technical expertise. You'll first complete your FINRA required Securities Industry Essential Exam, Series 7, Series 66, and Life and Health insurance licenses.

You'll then attend a kick-off event hosted by our Program Manager and senior leaders. Here, you’ll receive leadership training and networking opportunities.

You'll continue to build your investment acumen, gain access to global thought leaders and mentors, and receive enhanced professional development. After training, you'll be prepared to become a Certified Financial Planner (CFP), demonstrating industry expertise, credibility, and a commitment to the highest standards in personal financial advice.

Phase 3

In Phase III you’ll rotate to a Private Client Banker position. Here, there will be an emphasis on deepening client relationships and financial advisor concepts. Your immersion into the industry will expand, and your learning will focus on developing investment concepts and soft skills.

Valued qualities

We’re looking for people with diverse backgrounds, thoughts and work experience. You should be an innovative thinker, eager to learn, and enjoy a fast-paced, highly productive environment with a strong desire to help meet the needs of our customers.

Those who join the program are expected to successfully pass the Securities Industry Essentials exam, Series 7, Series 66, and Life and Health insurance exam with training and support from the program.

Entry requirements

- Bachelor's degree required at time of application

- 3+ years of experience in delivering exceptional customer service with a demonstrated aptitude for client relationship management

At this time, the program will not be considering candidates with current FINRA Series 6, 7, 63, 65 and 66 licenses. We will accept applicants with SIE, CFP, CFA and L&H/Group I.

Our Advisor Development Program is a rotational program for those seeking a career with impact – and who may not necessarily have experience in the financial services industry. You’ll be equipped with all of the education, tools, resources and relationships needed to build your network and a successful career in our industry. You’ll be supported by a network of advisors across our firm, who come from different backgrounds, have versatile experiences, and a growing client network.

On-the-job experience

You’ll experience three different rotations (Licensing, Relationship Banker, and Private Client Banker) before becoming a financial advisor, allowing you to develop a solid understanding of our Chase Wealth Management business and organization. You’ll start with banker training to complete industry exams and licenses. Then you’ll take hands-on roles as a Relationship Banker and a Private Client Banker. As you transition into the program, we make sure our benefits address your needs right down to our base pay and compensation structure.

The program experience includes a combination of classroom, one-on-one mentoring,  distance and e-learning, all while gaining hands-on experience. You'll be exposed to our technology solutions, while job shadowing and attending live client meetings. You'll receive ongoing support from your mentorship team who will help you become engrained in our culture, grow professionally, and grow your client networks.

Training

Throughout the program, you'll be equipped with fundamental and technical expertise. You'll first complete your FINRA required Securities Industry Essential Exam, Series 7, Series 66, and Life and Health insurance licenses.You will receive daily coaching from your manager and regular one-on-one mentoring from your market leaders.

 You'll continue to build your investment acumen, gain access to global thought leaders and mentors, and receive enhanced professional development. After training, you'll be prepared to become a Certified Financial Planner (CFP), demonstrating industry expertise, credibility, and a commitment to the highest standards in personal financial advice.

Career Progression

Upon completion of the final phase of the program, you’ll begin your career as a Financial Advisor. We'll set you up for success - working in the branch you'll continue to receive training and mentorship with access to existing and potential clients. You'll have opportunities to engage in Wealth Management leadership and diversity, equity & inclusion initiatives as a program alum, and will be prepared to become a Certified Financial Planner.