Compliance Associate Program

While day-to-day work various based on your team, you’ll interact with senior management, develop working knowledge of regulations and laws that apply to our businesses in various locations, gain a comprehensive understanding of business strategy, and collaborate in global teams. You may find yourself working on audits of our code of conduct or licensing and registration policies for employees. You’ll use your analytical skills to evaluate risk related to our controls across lines of business.

By making sure our businesses are doing the right thing, they’re free to innovate and develop new products and services, knowing we’re upholding the highest standards.

Valued qualities

We’re looking for professionals pursuing a JD or other advanced degree from a variety of backgrounds, experience and skills to join our team. We expect you to have the highest standards of integrity and professionalism with a strong work ethic. You’ll need to have strong attention to detail and be able to see the big picture. We’re looking for independent, analytical thinkers who can quickly adapt to new situations. You should be able to communicate clearly with all types of people and provide advice to our businesses.

Key skills

We’re looking for those who are honest, curious, collaborative, well-rounded and motivated. You should have an interest in business, finance and the law as well as the ability to apply what you know to complex situations.

In this 18-month rotational program, you'll gain a unique perspective into compliance operations in financial services. You’ll collaborate with leading compliance professionals to mitigate risks and ensure the firm and its clients are in compliance with the laws and regulations that shape our business.

On-the-job experience

This 18-month rotational program offers unprecedented insights into our Compliance function. You’ll be placed in two nine-month rotations with opportunities to work on an advisory team or in a cross-functional area such as Global Financial Crimes Investigations, Employee Compliance, Privacy and Global Information Management, or Trade Surveillance & Electronic Communications. We’ll work with you to determine which areas are of interest and fit your skill sets.

You’ll also have a peer mentor who has recently been through the program to help you navigate the firm as well as a senior business mentor to offer career advice. We’ll make sure you have the support and resources necessary to build a wide-ranging, interesting and engaging career.

Training

You'll have access to ongoing programs and training to further develop your technical and soft skills. Meanwhile, you'll develop real-world expertise while working with experienced professionals through on-the-job training and networking.

Career Progression

Our full-time Associate program will help you build a solid foundation for a career as a Compliance professional in financial services.  This full-time program puts motivated Associates on track for Vice President roles at the firm.